Aron Jaroslawicz

Aron Jaroslawicz

Aron Jaroslawicz

Aron Jaroslawicz has over 30 years’ experience in derivatives capital markets and structured products, serving as legal advisor and operational risk manager, and leading various regulatory compliance and process change initiatives, for some of the world’s largest investment banks.  A sophisticated risk-officer, creative problem-solver and accomplished project-manager, Aron has designed and administered internal and web-based systems within the OTC derivatives markets, for senior-management oversight and regulatory-compliance purposes.

Aron’s skills and areas of expertise include:

  • Coordinating a global, multi-year remediation project, relating to margin rules for non-cleared derivatives under Dodd-Frank and EMIR
  • Directing change initiatives to front-end trading systems and back-office collateral management systems; implementing accompanying process controls; educating sales-and-trading personnel; and, providing risk sign-offs on corresponding contract negotiations
  • Managing 50+ member project team, across Technology, Operations, Risk and Documentation
  • Designing bespoke systems to monitor contractual terms and mitigate legal and operational risks related to special purpose vehicles (SPVs) trading.
  • Specializing in derivatives and structured notes documentation related to fixed income, credit and commodities products, as well as high-yield, private equity and municipal/tax-exempt transactions.

Mr. Jaroslawicz earned a J.D. in 1993 from the Benjamin N. Cardozo School of Law, where he graduated with honors.  He is licensed to practice law in NY and NJ, and maintains Series 3, Series 7 and Series 63 registrations with the Financial Industry Regulatory Authority (FINRA).

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